SEC Appeals Opinions In 2 Cases Where Judge Vacated ‘Dealer Rule’

( January 27, 2025, 9:05 AM EST) -- FORT WORTH, Texas — The Securities and Exchange Commission filed notices of appeal of opinions issued by a federal judge in Texas that granted summary judgment in two separate cases challenging the SEC’s “Dealer Rule” where the judge found that the SEC “engaged in unlawful agency action taken in excess of its authority” and vacated the rule....

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