Judge Enters Judgment Against CEO Of Investment Firm SEC Says Misstated Assets

(May 30, 2024, 8:52 AM EDT) -- NEW YORK — A federal judge in New York granted the Securities and Exchange Commission’s request to enter judgment against a man who had agreed to settle claims the commission brought against him alleging that he signed off on false claims issued by the investment adviser firm he co-owns substantially overstating the assets the fund managed....