Investors Tell High Court SEC Rule Must Be Able To Form Basis Of Private Claims

Mealey's ( December 21, 2023, 3:48 PM EST) -- WASHINGTON, D.C. — In its respondent brief on the merits in the U.S. Supreme Court, an investment company argues that an infrastructure company is effectively seeking to limit the scope of a Securities and Exchange Commission enforcement rule requiring disclosure of management analysis of a company’s financial situation by arguing that the rule cannot form the basis of claims that were brought privately....

Investors Tell High Court SEC Rule Must Be Able To Form Basis Of Private Claims

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