Securities Broker Tells D.C. Circuit FINRA Enforces Federal Laws Unconstitutionally

( December 1, 2023, 11:14 AM EST) -- WASHINGTON, D.C. — The Financial Industry Regulatory Authority (FINRA) is incorrect to suggest that it does not enforce federal law, a securities broker tells the District of Columbia Circuit U.S. Court of Appeals in its appeal over a FINRA enforcement action, saying FINRA operates with the power of a government agency but no constraints....