In D.C. Circuit, Securities Broker, Amici Argue FINRA’s Structure Unconstitutional

( September 8, 2023, 2:02 PM EDT) -- WASHINGTON, D.C. — A securities broker in its opening brief before the District of Columbia Circuit U.S. Court of Appeals argues in its appeal of a district court’s denial of an injunction against the Financial Industry Regulatory Authority (FINRA) that the organization acts with the power of a governmental authority while being subject to none of the constraints of a government office in violation of the nondelegation doctrine....