7th Circuit Panel Will Not Rehear Appeal Of Civil Penalty Disgorgement Award

Mealey's (September 12, 2022, 1:59 PM EDT) -- CHICAGO — A Seventh Circuit U.S. Court of Appeals panel on Sept. 7 denied an investment adviser’s petition for rehearing and rehearing en banc in an appeal of a federal district court’s finding of liability and financial awards against the adviser, who was accused of operating a financial scheme that defrauded investors....