( August 31, 2022, 1:15 PM EDT) -- DURHAM, N.C. — In an Aug. 30 complaint filed in North Carolina federal court, the U.S. Securities and Exchange Commission alleges that two individuals and an investment adviser one of them owned “raided their advisory clients’ assets through a series of fraudulent and improper schemes” that defrauded clients including insurance companies of more than $75 million....